Commission sharing agreement

Results: 20



#Item
11Finance / Financial markets / United States Securities and Exchange Commission / Broker-dealer / Fixed income market / U.S. Securities and Exchange Commission / New York Stock Exchange / Securities Exchange Act / Commission sharing agreement / Financial economics / Financial services / Financial system

Comment Letter on File No. S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2006-04-18 09:18:30
12Soft dollar / Money / Short / Service-oriented architecture / Commission sharing agreement / Finance / Business / Financial economics

Comment Letter on File No. S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2006-03-30 14:46:13
13Soft dollar / Commission sharing agreement / Brokerage firm / U.S. Securities and Exchange Commission / Investment banking / Money / Financial economics / Finance / Financial services / Business

E*TRADE Financial Corporation on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 15:09:06
14Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Terminate Revenue Sharing Agreement and Delete Associated Fees

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Source URL: www.sec.gov

Language: English - Date: 2012-07-30 15:02:21
15Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Terminate Revenue Sharing Agreement

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Source URL: www.sec.gov

Language: English - Date: 2012-08-21 14:54:58
16SEC filings / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Finance / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Terminate Revenue Sharing Agreement

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Source URL: www.sec.gov

Language: English - Date: 2012-08-21 14:55:27
17Marketing / Psychometrics / Survey methodology / Methodology / Confidentiality / Science / Ethics / Market research

Agreement concerning the sharing of information from the survey of Class of 2003 Maritime university graduates in 2005 between Maritime Provinces Higher Education Commission and Field AGREEMENT CONCERNING THE SHARING OF

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Source URL: www.mphec.ca

Language: English - Date: 2013-05-23 07:36:41
18Methodology / Digital libraries / Computer law / Copyleft / Creative Commons / Free music / Archive / Metadata / Science Commons / Science / Data management / Open content


 
 
 Data Sharing Agreement As a research infrastructure project funded by the European Commission and a

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Source URL: www.cendari.eu

Language: English - Date: 2013-05-31 05:38:34
19European Union Association Agreement / European Union / European Neighbourhood Policy / TAIEX - Sharing EU expertise

European Commission - Press Release EU provides fresh funds for technical assistance in Neighbourhood countries and Russia Brussels, 28 November 2011 – Today, the European Commission adopted a new programme to enable

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Source URL: ec.europa.eu

Language: English - Date: 2012-08-02 05:24:41
20Business / Finance / Commission sharing agreement / Soft dollar / Brokerage firm / Broker-dealer / Investment banking / Short / Merrill Lynch / Financial services / Financial markets / Financial economics

A Guide to Commission Sharing Arrangements (CSAs) in the United Kingdom and Client Commission Arrangements (CCAs) in the United States - May 2007 •

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Source URL: www.euroirp.com

Language: English - Date: 2008-02-19 08:50:40
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